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Anti-Money Laundering (AML)
Build awareness of money laundering risks, suspicious activity, customer due diligence, warning signs and appropriate escalation.
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Insider Trading Compliances Training
Insider Trading eLearning
Insider Trading eLearning helps employees recognise sensitive or non-public information, understand when trading or sharing information may create compliance risk, and make better-informed decisions before they act.
The learning connects workplace decisions with important concepts associated with Market Abuse Regulations, UK MAR, US SEC requirements and India SEBI Regulation.
Individual
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Organisation
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Financial Crime Prevention Suite
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Build employee awareness across financial crime, ethical conduct and emerging compliance risks with practical, role-relevant eLearning.
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Anti-Bribery and Anti-Corruption (ABAC)
Help employees recognise bribery and corruption risks involving gifts, hospitality, conflicts, third parties and improper influence.
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03
Preventing Facilitation of Tax Evasion
Help employees recognise tax-evasion facilitation risks, suspicious conduct and situations requiring appropriate prevention or escalation.
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04
Insider Trading
Build awareness around inside information, confidential information, improper disclosure and responsible handling of market-sensitive data.
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Trade Compliance and Sanctions
Help employees understand sanctions, restricted parties, high-risk jurisdictions, export controls and cross-border transaction risks.
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Failure to Prevent Fraud
Develop awareness of fraud risks, associated-person risk, warning signs, preventive actions and reporting responsibilities.
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Modern Slavery Awareness
Build employee awareness of modern slavery risks and potential concerns within business activities and supply-chain relationships.
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Responsible Use of AI
Help employees understand responsible workplace use of AI and the importance of applying organisational controls when using AI tools.
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Understanding Insider Trading Risk
What Is Insider Trading and Why Does Insider Trading eLearning Matter?
Insider trading generally concerns securities trading in circumstances involving material, inside or otherwise protected non-public information. The precise legal definition and terminology depend on the applicable jurisdiction.
The risk may arise through transactions, acquisitions, financial results, strategic activity, investments, portfolio businesses or other confidential corporate developments.
Market Abuse Regulations
How Do Market Abuse Regulations, UK MAR, US SEC and India SEBI Regulation Address Insider Trading?
Market-abuse and insider-trading frameworks share a broad concern with misuse of protected non-public information, but their legal structures, terminology and detailed requirements differ.
United Kingdom
UK MAR and Market Abuse Regulations
UK MAR addresses insider dealing, unlawful disclosure of inside information and market manipulation.
Inside information is assessed using criteria including whether information is precise, non-public, connected to relevant issuers or financial instruments and likely to have a significant effect on price if made public.
Key topics
- Inside information
- Insider dealing
- Unlawful disclosure
- Market manipulation
- Personal account dealing
Employee question
Could this be inside information, and should I trade, disclose it or seek guidance?
United States
US SEC Insider Trading Framework
The US SEC, formally the Securities and Exchange Commission (SEC), administers and enforces important parts of the US federal securities framework.
Material Non-Public Information (MNPI) is an important concept when evaluating how information may affect trading and disclosure decisions.
Key topics
- Material Non-Public Information
- Trading involving MNPI
- Improper disclosure
- Tipping
- Trading controls
Employee question
Is this information material and non-public, and what should I do before trading or sharing it?
India
India SEBI Regulation
A key framework is the SEBI (Prohibition of Insider Trading) Regulations, 2015.
The India SEBI Regulation framework places significant emphasis on Unpublished Price Sensitive Information (UPSI), insiders, communication of UPSI and trading-related restrictions.
Key topics
- UPSI
- Insiders
- Connected persons
- Communication of UPSI
- Trading-related controls
Employee question
Am I in possession of UPSI, and what does that mean for what I can trade or communicate?
Other jurisdictions
Need Insider Trading eLearning for Another Jurisdiction?
SucceedLEARN already provides regional Insider Trading eLearning for the United Kingdom, United States and India.
Organisations can select an existing off-the-shelf course where an appropriate course is available, or work with SucceedLEARN to customise learning around their organisation, jurisdiction and internal requirements.
For other countries, SucceedLEARN can discuss available off-the-shelf options where relevant or develop a customised course using agreed regulatory sources, organisational policies, terminology, learner roles and workplace scenarios.
Insider Trading eLearning Topics
What Does Insider Trading eLearning Cover Under Market Abuse Regulations?
Insider Trading eLearning helps employees connect Market Abuse Regulations and insider-trading concepts with practical trading, information-handling and escalation decisions.
01 · Information
Recognising Sensitive or Non-Public Information
Learners consider how transaction, financial, investment or corporate information may become relevant before they trade or communicate.
02 · Access
Understanding Who May Become an Insider
Sensitive information may be received through projects, transactions, meetings, documents or professional relationships.
03 · Personal Trading
Personal Trading and Account Dealing
Learners consider how personal investment activity can intersect with sensitive information, restrictions and internal controls.
04 · Disclosure
Handling and Sharing Information
Employees consider whether sensitive information can appropriately be disclosed, discussed or passed to another person.
05 · Conduct
Recognising Potentially Prohibited Conduct
Practical scenarios help learners understand when ordinary activity may develop into an insider-trading or market-abuse concern.
06 · Escalation
Knowing When to Pause and Seek Guidance
Employees learn to recognise when they should stop, check internal requirements and seek appropriate guidance before acting.
Certification
CPD Certification
Selected SucceedLEARN courses are CPD certified, helping learners build practical compliance knowledge while supporting continuing professional development.
✓
Structured Professional Learning
✓
Practical Compliance Awareness
✓
Supports Continuing Development
*CPD certification applies to selected courses only.
Insider Trading eLearning Audience
Who Should Take Insider Trading and Market Abuse Regulation Training?
Insider Trading eLearning can be particularly relevant to employees who may receive confidential, inside, unpublished or material non-public information.
01
Employees with Access to Sensitive Information
Staff receiving financial, strategic, investment or transaction-related information.
02
Investment, Deal and Transaction Professionals
Professionals involved in sourcing, due diligence, portfolio activity or execution.
03
Analysts and Associates
Employees accessing information through research, modelling or transaction support.
04
Compliance, Legal, Risk and Finance Teams
Functions supporting information controls, escalation and employee decision-making.
SucceedLEARN Insider Trading eLearning
Why Choose SucceedLEARN for Insider Trading and Market Abuse Regulation Training?
Regulations rarely appear in the workplace as neat definitions. Employees often need to make decisions with incomplete information.
SucceedLEARN connects regulatory concepts with practical workplace scenarios so learners can make decisions, receive feedback and reinforce their understanding.
01
Scenario-Led
Practical workplace situations.
02
Interactive
Decisions and knowledge checks.
03
Customisable
Adapt regulations, policies and scenarios.
04
Region-Specific
UK MAR, US SEC and India SEBI Regulation options.
Insider Trading eLearning FAQs
What Are the Most Common Questions About Insider Trading and Market Abuse Regulations?
Find concise answers to common questions about Insider Trading eLearning, UK MAR, US SEC requirements, India SEBI Regulation and course customisation.
Request a DemoWhat is Insider Trading eLearning?
Insider Trading eLearning helps employees recognise sensitive or non-public information, understand how that information may affect trading and disclosure decisions, and know when they should pause and seek guidance.
What is UK MAR?
UK MAR refers to the UK Market Abuse Regulation. It addresses areas including inside information, insider dealing, unlawful disclosure and market manipulation.
What is MNPI?
MNPI means Material Non-Public Information. Material information is information that may be important to an investor when making an investment decision, while non-public information has not been broadly disclosed to the investing public. In the US, MNPI is an important insider-trading compliance concept. Employees who receive MNPI may need to consider whether trading, sharing the information or taking another action could create a compliance concern.
What is UPSI?
UPSI means Unpublished Price Sensitive Information and is an important concept under the India SEBI Regulation framework. UPSI broadly concerns information that is not generally available and that may materially affect the price of relevant securities if it became generally available. Employees who receive UPSI need to understand restrictions that may apply to trading, communication and information handling.
What is the role of the US SEC in insider trading?
The Securities and Exchange Commission (SEC) is the US federal securities regulator. Insider-trading compliance sits within the wider federal securities-law framework, SEC rules and relevant case law.
What does India SEBI Regulation cover?
India's insider-trading framework includes the SEBI (Prohibition of Insider Trading) Regulations, 2015. Important concepts include UPSI, insiders, connected persons, information communication and trading-related controls.
Can SucceedLEARN customise the course?
Yes. SucceedLEARN can discuss customising Insider Trading eLearning around organisational policies, terminology, learner roles, workplace scenarios and jurisdiction-specific requirements.
Does SucceedLEARN offer courses for other countries?
SucceedLEARN provides existing regional courses for the UK, US and India. For other jurisdictions, organisations can discuss off-the-shelf options where available or a customised course developed around agreed regulatory sources and organisational requirements.
Request a Demo
How Can You Request an Insider Trading eLearning Demo?
Tell us about your organisation and training requirements. SucceedLEARN can discuss an existing off-the-shelf course or a customised Insider Trading eLearning solution.